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IAD represents Internal Auditors from banks, broker-dealers, insurance companies, mutual funds, public accounting firms and self-regulatory agencies associated within the securities industry.

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Membership in IAD will provide your firm with a cost effective method for staying current with state-of-the-art Internal Auditiing practices.
 

Audit Guidelines




Publications dealing with auditing in the securities industry are emphasized in our Audit Guidelines covering over 20 topics.  
 

September 2006 Newsletter

Seeking SOX Software: Focus on the impact technology has on efforts to comply with Section 404 of the Sarbanes-Oxley Act.
 
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