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IAD represents Internal Auditors from banks, broker-dealers, insurance
companies, mutual funds, public accounting firms and self-regulatory
agencies associated within the securities industry.
Upcoming EventsBecome a MemberMembership in IAD will provide your firm with a cost effective method for staying current with state-of-the-art Internal Auditiing practices.
Learn more ...
Audit GuidelinesPublications dealing with auditing in the securities industry are emphasized in our Audit Guidelines covering over 20 topics.
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![]() September 2006 Newsletter Seeking SOX Software: Focus on the impact technology has on efforts to comply with Section 404 of the Sarbanes-Oxley Act. |
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