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2 Record(s) Found. Displaying Page 1:
 Current Regulatory Issues at Banks and Broker-Dealers |
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| Start Date: 30-Sep-08 12:00 PM |
| End Time: 30-Sep-08 2:00 PM |
| Location: Bayard’s Restaurant, New York, NY |
| Details: Register online or use our printer-friendly form. The Internal Auditors Division of the Securities Industry and Financial Markets Association will hold an Education Luncheon on Tuesday, September 30, 2008 at Bayard’s Restaurant. Our guest speaker will beStephen Strombelline, Managing Director and Head of Ethics and Compliance, North America at BNP Paribus. His topic will be Current Regulatory Issues at Banks and Broker-Dealers. The cost of the luncheon is $60 per registrant.... [More Info] |
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| 27th Annual SIFMA IAD Conference |
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31 |
| Start Date: 19-Oct-08 8:30 AM |
| End Time: 22-Oct-08 5:30 PM |
| Location: Delray Beach Marriott, Delray Beach, Florida |
| Details: Register online or use our printer-friendly form. We are pleased to invite you to the 27th SIFMA/IAD Annual Conference. The Conference will be held Sunday, October 19 through Wednesday, October 22 at the Delray Beach Marriott, Delray Beach, Florida. This year’s conference theme is Auditing in Turbulent Times. As we strive to continuously improve the risk focus of our respective audit departments and ensure effective and efficient audit coverage for our firms, we have assembled some of... [More Info] |
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