Tuesday 30-Sep-08 12:00 PM to 2:00 PM EDT

Speaker: Stephen Strombelline, Managing Director and Head of Ethics and Compliance, N.A
BNP Paribas

Bayard’s Restaurant
One Hanover Square
New York NY
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Details for "Current Regulatory Issues at Banks and Broker-Dealers"

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The Internal Auditors Division of the Securities Industry and Financial Markets Association will hold an Education Luncheon on Tuesday, September 30, 2008 at Bayard’s Restaurant. Our guest speaker will beStephen Strombelline, Managing Director and Head of Ethics and Compliance, North America at BNP Paribus. His topic will be “Current Regulatory Issues at Banks and Broker-Dealers”.

The cost of the luncheon is $60 per registrant. Registrations will be accepted on a first come, first served basis. Attendance at this education luncheon entitles the attendees to be credited one hour of Continuing Professional Education (CPE) credit.

A completed registration form and payment must be received by September 22, 2008 to guarantee your seat at this luncheon. If you do not cancel your reservation by September 22, 2008, payment will be expected regardless of your attendance at the luncheon. Cancellation requests must be in writing and received by September 22, 2008. Please email your cancellation request to Lisette Rios, at lrios@sifma.org If you have any questions regarding registration, please contact Lisette Rios at (212) 313-1210.

The IAD/SIFMA is an official sponsor of Continuing Professional Education Credits in Illinois, New Jersey, New York and Pennsylvania. Attending this education luncheon will entitle the participant to 1 CPE credit.