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The Internal Auditors Division is offering a full day training seminar that will concentrate on IT Audit – Current Issues and Trends. This is a very timely topic as the Audit function (IT and Business) deal with numerous IT related issues which increase the risk to our Firms. This will be an integrated seminar which will be covered from a technology and business viewpoint.

· Dave Frost, President, Datachek Consulting Services, LLC
· Jack McNamara, Merrill Lynch/Bank of America IT Risk Management
· Eric Perry, Vice President, Prodiance Marketing
· Don Ulsch, CEO, ZeroPoint Risk Advisors, LLC
· Gary Roboff, Senior Consultant, Santa Fe Group
· Jim Routh, Chief Information Security Officer, Depository Trust Clearing Corporation

· Moving Audit into the 21st Century
· IT Risk Management
· End User Computing Control Concerns and Solutions
· End User Computing Software Product Demo
· Reducing Risk at Offshore Service Centers
· Shared Assessments 4.0
· Financial Institution Shared Assessments Program for Evaluating the Security
Controls of their IT Service Providers.

 

The cost of the training seminar is $250 per IAD member and $300 for non-IAD Members, which includes continental breakfast, morning break, lunch and afternoon break. Continental breakfast will be served from 8:30 - 9:00 am. The education program will start at 9:00 a.m. and conclude at 5:00 pm.

 

Advance registration for this session must be received by February 2, 2009. Advance registration is required.

 

Please FAX the completed registration form ASAP along with credit card information to Lisette Rios (212) 313-1353. You can also register online at www.sifmaiad.org If paying by check please mail the original registration form along with your check made payable to the Internal Auditors Division to the address below:

Pre-payment is required at time of registration.

Securities Industry and Financial Markets Association
Attn: Lisette Rios
120 Broadway, 35th Floor
New York, NY 10271-0080

If you have any questions regarding registration, please contact Lisette Rios at (212) 313-1210 or by email at lrios@sifma.org Attending this program, entitles the participant to 7 CPE credits.

Note: No refunds for cancellations after February 4, 2009 Cancellations prior to the cut off date must be in writing. Please email your cancellation request to Lisette Rios lrios@sifma.org If you are unable to attend and do not cancel prior to the cutoff date, you are still responsible for payment of the registration fee.