120 Broadway
35th floor
New York, NY 10271

IT, Operational & Compliance Issues related to: Anti-Money Laundering; Meeting Regulatory & Client Legal Requirements; and Financial Services Fraud and Abuse Hot Topics

Wednesday 16-Sep-09 8:30 AM to 5:00 PM EDT

PricewaterhouseCoopers
300 Madison Avenue – 22nd Floor


Details for "IT, Operational & Compliance Issues related to: Anti-Money Laundering; Meeting Regulatory & Client Legal Requirements; and Financial Services Fraud and Abuse Hot Topics"


The Internal Auditors Division is offering a full day training seminar that will concentrate on
IT, Operational & Compliance issues related to: Anti-Money Laundering; Meeting Regulatory & Client Legal Requirements; and Financial Services Fraud and Abuse Hot Topics.
 
This seminar features several timely topics which IT, Business and Compliance professionals face on a regular basis. This will be an integrated seminar which will be covered from a technology, business and compliance viewpoint. Attendees will be eligible for 8 CPE.
 
For a list of speakers and the day's itenerary, please click here.
 
The cost of the training seminar is $250 per IAD member and $300 for non-IAD Members, and includes continental breakfast, lunch and breaks Continental breakfast will be served from 8:30 - 9:00 am. The education program will start at 9:00 a.m. and conclude at 5:00 pm.

Advance registration is required and must be received by September 7, 2009. If paying by credit card, please complete the credit card information section on the registration form or register online at www.sifmaiad.org. If paying by check please mail the original registration form along with your check made payable to the Internal Auditors Division to the address below:

Securities Industry and Financial Markets Association
Attn: Lisette Rios
120 Broadway, 35th Floor
New York, NY 10271-0080

If you have any questions regarding registration, please contact Lisette Rios at (212) 313-1210 or by email at lrios@sifma.org. Attending this program entitles the participant to 8 CPE credits.

Note: No refunds for cancellations after September 9, 2009. Cancellations prior to the cut off date must be in writing. Please email your cancellation request to Lisette Rios lrios@sifma.org. If you are unable to attend and do not cancel prior to the cutoff date, you are still responsible for payment of the registration fee.

Pricing

 
Before 16-Sep-09
Member:
$250.00
Non-Member:
$300.00
 

 Event Contact

 
Lisette Rios
(212) 313-1210
   

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