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IAD represents Internal Auditors from banks, broker-dealers, insurance companies, mutual funds, public accounting firms and self-regulatory agencies associated within the securities industry.

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Current Regulatory Issues at Banks and Broker-Dealers

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Membership in IAD will provide your firm with a cost effective method for staying current with state-of-the-art Internal Auditiing practices.
 

Audit Guidelines




Publications dealing with auditing in the securities industry are emphasized in our Audit Guidelines covering over 20 topics.  
 

June 2008 Newsletter

Rogue Trading: The Root Causes and how to Protect your Organization; Global Strategic Sourcing - What Internal Auditors Should Know
 
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